Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Deschenes is a financial advisor with Capital Client Group, Inc., based in Los Angeles, California. Stephen has been working in the financial services industry since 2007, and has a Series 7, Series 24 and Series 66 license. Stephen has previously been associated with a number of firms including SUN LIFE FINANCIAL DISTRIBUTORS, INC., MML DISTRIBUTORS, LLC, MML INVESTORS SERVICES, INC. and FIDELITY BROKERAGE SERVICES LLC. Stephen is registered with both FINRA and the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
08/14/2024 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
MA
07/10/2009 - 05/15/2012
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (WELLESLEY HILLS MA)
MA
01/02/2008 - 06/02/2009
MML DISTRIBUTORS, LLC (SPRINGFIELD MA)
MA
01/02/2008 - 06/02/2009
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
RI
03/28/2007 - 10/15/2007
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 12/01/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/29/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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