Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lowell Schaeffer is a financial advisor based in Dallas, Texas. Stephen has been working in the financial services industry since May 26, 2000. Stephen is currently registered with Momentum Independent Network Inc. Previously, Stephen was registered with Morgan Stanley and Citigroup Global Markets Inc. Stephen holds the Series 7, Series 63, and Series 65 securities licenses, and the SIE exam. Stephen offers financial planning, portfolio management for individuals, educational seminars, and publication of periodicals. Stephen is committed to providing high-quality financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/23/2017 - Present
Momentum Independent Network Inc. (DALLAS TX)
IA
06/01/2009 - 02/10/2017
MORGAN STANLEY (SIOUX CITY IA)
IA
05/26/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SIOUX CITY IA)
IA
Issued 06/14/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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