Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Louis Bergonzi is a financial advisor with over 4 years of experience in the industry. Stephen has a Series 7TO, Series 66 and SIE license and is registered with the state of New York and Pennsylvania. Stephen is currently employed by LPL Enterprise, LLC and has previously worked at SAGEPOINT FINANCIAL, INC., EQUITABLE ADVISORS, LLC, AXA Advisors, LLC, Rosamond Gifford Zoo, Temple University School of Science and Technology, Vincent Gray Academy, Web Innovations and Technology Services, Inc., Ruffalo Noel Levitz, Freedom Financial Group, Pruco Securities, LLC and Prudential Insurance Company of America. Stephen Louis Bergonzi specializes in providing financial planning, portfolio management for individuals and businesses, and consulting and other non-discretionary advisory services. Stephen also provides educational seminars and manages accounts with LPL Enterprise, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
11/14/2024 - Present
LPL Enterprise, LLC (ROCHESTER NY)
NY
07/06/2020 - 08/23/2021
SAGEPOINT FINANCIAL, INC. (ROCHESTER NY)
NY
05/21/2020 - 07/08/2020
EQUITABLE ADVISORS, LLC (ROCHESTER NY)
BOTH
Issued 08/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure Stephen Bergonzi is the right advisor for you? Invested Better is here to help.
