Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Logan Day is a financial advisor with over 35 years of experience in the industry. Stephen is currently registered with Raymond James Financial Services Advisors, Inc in Bellevue, Washington. Prior to this, Stephen was registered with MML Investors Services, LLC and MSI Financial Services, Inc. Stephen has passed the Series 6, 7, 22 and 63 exams, as well as the SIE and the Uniform Investment Adviser Law Examination. Stephen has a diverse background in financial services, including experience in insurance, investments and financial planning. Stephen is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
12/03/2018 - Present
Raymond James Financial Services Advisors, Inc. (Bellevue WA)
WA
03/25/2017 - 12/05/2018
MML INVESTORS SERVICES, LLC (BELLEVUE WA)
WA
11/03/2003 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BELLEVUE WA)
WA
11/03/2003 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BELLEVUE WA)
NY
02/25/1987 - 04/01/2004
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
07/07/1983 - 02/25/1987
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
10/18/1983 - 02/24/1987
MML INVESTORS SERVICES, INC.
IA
Issued 9/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/28/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/18/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1989
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 7/6/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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