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Stephen Lloyd Watkins

Schwab Wealth Advisory, Inc.

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About Stephen Lloyd Watkins

Stephen Watkins is a financial advisor with over 20 years of experience in the industry. Stephen is currently registered with Schwab Wealth Advisory, Inc. Stephen has been with this firm since February 2014. Stephen has held previous positions with MORGAN STANLEY and UBS FINANCIAL SERVICES INC. Stephen's expertise includes portfolio management for individuals and businesses, as well as financial planning. Stephen has a Series 7, Series 31, and Series 66 license. Stephen is registered in 23 states and holds both a Broker-Dealer and Investment Advisor license.

Firm Information

Stephen Watkins is currently registered with Schwab Wealth Advisory, Inc.. Schwab Wealth Advisory, Inc. is an investment advisory firm based in SAN FRANCISCO, CA, United States. The firm provides financial planning and portfolio management services to individuals, businesses, and high-net-worth individuals. They also offer a wrap fee program.
Schwab Wealth Advisory, Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105-1901

Not reported

Assets Under Management

141,801

Total Clients

904

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Swa program paid by wrap sponsor pursuant to cost plan formula.

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Stephen Watkins’s Registration & Firm History

FL

10/28/2024 - Present

Schwab Wealth Advisory, Inc. (Orlando FL)

FL

12/16/2010 - 01/03/2014

MORGAN STANLEY (MELBOURNE FL)

FL

01/02/2003 - 12/21/2010

UBS FINANCIAL SERVICES INC. (MELBOURNE FL)

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Licenses & Designations

BOTH

Issued 01/17/2003

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2006

Series 31 - Futures Managed Funds Examination

BC

Issued 12/26/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Stephen Lloyd Watkins.
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