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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Liscomb is a financial advisor with Avantax Advisory Services. Stephen has over 10 years of experience in the financial services industry and holds several licenses and certifications, including Series 7, Series 3, Series 34, and Series 66. Stephen's previous experience includes roles at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC and TD Ameritrade, Inc. Stephen specializes in providing financial planning and investment advice to individuals, businesses, and retirement plans. Stephen works in the DALLAS, TX office of Avantax Advisory Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
04/22/2019 - Present
Avantax Advisory Services (DALLAS TX)
TX
04/05/2013 - 08/23/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (LEWISVILLE TX)
TX
10/22/2007 - 01/11/2013
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 04/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2012
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 03/08/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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