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Stephen Linkan Kagawa

Syndicated Capital, Inc.

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About Stephen Linkan Kagawa

Stephen Linkan Kagawa has been in the financial services industry since September 10, 1994. Stephen is currently registered with Syndicated Capital, Inc. in California. Prior to that, Stephen worked at Transamerica Financial Advisors, Inc, LINSCO/Private Ledger Corp., and Transamerica Financial Resources, Inc. Stephen has a series 63, 65, 7, and 24 licenses and SIE certification. Stephen specializes in providing financial planning and portfolio management services to individuals and high-net-worth individuals.

Firm Information

Stephen Kagawa is currently registered with Syndicated Capital, Inc.. Syndicated Capital, Inc. is a California-based corporation that was formed in February 1986. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. They are registered with the SEC and in all 50 states. Syndicated Capital, Inc. manages approximately $115,319,317 in assets for 436 clients.
Syndicated Capital, Inc.

21671 GATEWAY CENTER DRIVE

DIAMOND BAR, CA 91765

$115.32M

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b1; ntf mutal fund service fees

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Stephen Kagawa’s Registration & Firm History

HI

01/01/2025 - Present

Syndicated Capital, Inc. (HONOLULU HI)

CA

09/04/2009 - 12/31/2009

TRANSAMERICA FINANCIAL ADVISORS, INC (MONROVIA CA)

CA

02/09/2001 - 09/04/2009

TRANSAMERICA FINANCIAL ADVISORS, INC. (MONROVIA CA)

SC

06/03/1999 - 02/08/2001

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

CA

09/08/1994 - 07/23/1999

TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)

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Licenses & Designations

IA

Issued 09/01/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/18/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/13/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Linkan Kagawa.
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