Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Harris is a financial advisor with Cetera Investment Advisers LLC. Stephen is a Registered Representative and Investment Advisor Representative with over 40 years of experience in the industry. Stephen has worked in the financial services industry since 1973 and has held several positions at different firms. Stephen is also a Chartered Financial Consultant. He is registered in Florida, New York and Texas. Stephen Harris is dedicated to providing personalized financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
06/29/2023 - Present
Cetera Investment Advisers LLC (RICHARDSON TX)
MA
05/13/1993 - 08/26/1994
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
CO
07/12/1982 - 04/07/1993
THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)
MO
12/23/1988 - 01/19/1989
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
MO
05/22/1986 - 12/23/1988
MORISON SECURITIES, INC. (KANSAS CITY MO)
NA
04/17/1973 - 09/25/1980
METROPOLITAN LIFE INSURANCE COMPANY
BC
Issued 7/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/12/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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