Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lewis Parks is an investment professional with over 20 years of experience in the industry. Stephen is currently registered with Fidelity Brokerage Services LLC. Stephen has held positions at Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC. Stephen is registered in 53 states and holds the following securities licenses: Series 7, Series 24, Series 63, and Series 66. Stephen also holds the SIE exam. Stephen's current office location is in Smithfield, Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
03/22/2010 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
12/21/2006 - 04/11/2008
FIDELITY BROKERAGE SERVICES LLC (PROVIDENCE RI)
RI
02/22/2002 - 12/31/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
RI
07/31/1997 - 11/29/2001
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 08/02/2013
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/02/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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