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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lewis Marchel is a financial advisor with Morgan Stanley. Stephen has been in the financial services industry since 1988. Stephen has a wide range of experience in the industry having worked at firms like Raymond James & Associates, Inc., Wachovia Securities, LLC, Janney Montgomery Scott LLC, and Wells Fargo Advisors Financial Network, LLC. Stephen is currently registered with the state of New Jersey and holds a Series 63, Series 65, Series 7, Series 3, Series 9, Series 10, and Series 72 licenses. Stephen is committed to providing clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
10/19/2020 - Present
Morgan Stanley (Northfield NJ)
NJ
11/06/2015 - 10/23/2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (MARGATE CITY NJ)
NJ
10/24/2008 - 11/10/2015
JANNEY MONTGOMERY SCOTT LLC (LINWOOD NJ)
NJ
05/05/2006 - 10/24/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (MARGATE CITY NJ)
NJ
05/05/2006 - 10/25/2007
RAYMOND JAMES & ASSOCIATES, INC. (MARGATE CITY NJ)
NJ
10/01/1999 - 05/05/2006
WACHOVIA SECURITIES, LLC (LINWOOD NJ)
NC
07/14/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
12/10/1996 - 07/16/1998
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/30/1992 - 11/08/1996
DKB SECURITIES (USA) CORPORATION
NY
07/25/1987 - 03/04/1991
MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)
NY
01/16/1990 - 06/22/1990
CARROLL MCENTEE & MCGINLEY INCORPORATED (NEW YORK CITY NY)
NY
01/16/1990 - 06/22/1990
CM&M FUTURES INC. (NEW YORK NY)
IA
Issued 08/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/29/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/22/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1997
Series 3 - National Commodity Futures Examination
BC
Issued 09/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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