Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Heller is a financial advisor with over 35 years of experience in the financial services industry. Stephen is a registered representative of Edward Jones and holds a Series 63, Series 65 and Series 7 securities license. Stephen has worked at Edward Jones since 2003 and previously worked at MORGAN STANLEY DW INC. and THE STUART-JAMES COMPANY, INC.. Stephen's experience and expertise enable him to provide a wide range of financial services to individuals, families, and businesses. Stephen is dedicated to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
05/02/2007 - Present
Edward Jones (KINGWOOD TX)
NY
02/23/1988 - 02/20/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
01/19/1988 - 02/24/1988
THE STUART-JAMES COMPANY, INC.
IA
Issued 12/01/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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