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Stephen Leroy Angton

National Financial Services LLC

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About Stephen Leroy Angton

Stephen Leroy Angton is a registered representative with National Financial Services LLC. Stephen has been in the industry since October 16, 2012. Stephen has passed the Securities Industry Essentials Examination and the Operations Professional Examination. National Financial Services LLC is a financial services firm headquartered in WESTLAKE, TX. Stephen is licensed to operate in TX.

Firm Information

Stephen Angton is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Angton’s Registration & Firm History

TX

10/16/2012 - Present

National Financial Services LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Leroy Angton.
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