Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Leonard Shields is a securities professional who has been in the industry since August 6, 2023. Stephen is currently registered with Carty & Company, Inc. in Little Rock, Arkansas. Stephen is licensed to sell securities in Arkansas. Stephen passed the Securities Industry Essentials Examination (SIE), the Uniform Securities Agent State Law Examination (Series 63), and the Municipal Securities Representative Examination (Series 52TO).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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AR
08/07/2023 - Present
Carty & Company, Inc. (Little Rock AR)
BC
Issued 08/23/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 07/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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