Unclaimed
Stephen Frantz is a financial advisor registered with Nylife Securities LLC. Stephen has been in the industry since March 29, 1987, and has been registered in Pennsylvania since that time. Stephen is also registered with the following states: Colorado, Massachusetts, New Hampshire, New York, Ohio, South Carolina, and Virginia. Stephen holds the Series 6, Series 22, Series 63, and SIE licenses. Stephen has a branch office in Pine Grove, Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
03/30/1987 - Present
Nylife Securities LLC (PINE GROVE PA)
BC
Issued 03/27/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 03/27/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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