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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lee Whatley is a financial advisor who has been in the industry since February 28, 1994. Stephen is currently registered with Wells Fargo Advisors Financial Network, LLC and has been with them since October 2022. Before that, Stephen worked at Stephens Inc. from November 1999 to November 2022. Stephen is registered in 39 states and has a Series 7, Series 63 and Series 65 license. Stephen specializes in providing investment consulting services to institutional clients, financial planning, pension consulting, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
10/20/2022 - Present
Wells Fargo Advisors Financial Network, LLC (HOT SPRINGS AR)
AR
11/15/1999 - 11/01/2022
STEPHENS (HOT SPRINGS AR)
MO
03/01/1994 - 11/19/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 07/31/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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