Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Stanley is a financial professional with over 28 years of experience in the industry. Stephen has held a Series 72 license since January 2023 and a SIE license since October 2018. Stephen is currently registered with Santander US Capital Markets LLC, a firm that has been active since March 2010. Prior to this, Stephen was registered with RBS Securities Inc. from April 1994 to February 2010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
03/17/2010 - Present
Santander US Capital Markets LLC (STAMFORD CT)
CT
04/28/1994 - 02/17/2010
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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