Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Speirs is a financial professional with over 40 years of experience in the industry. Stephen is currently registered with G.A. Repple & Company as a Registered Representative. Stephen has previously worked for several other firms, including HIGH MARK SECURITIES, INC., QUESTAR CAPITAL CORPORATION, SUNAMERICA SECURITIES, INC., ANCHOR NATIONAL FINANCIAL SERVICES, INC., PRUDENTIAL-BACHE SECURITIES INC., and OPPENHEIMER & CO., INC. Stephen is licensed in several states, including Florida, Arkansas, Tennessee, Texas, Virginia and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Third party asset management, services
1
2
FL
11/07/2002 - Present
G. A. Repple & Co. (CASSELBERRY FL)
FL
03/29/2001 - 10/22/2002
HIGH MARK SECURITIES, INC. (LAKELAND FL)
MN
05/01/2000 - 03/29/2001
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
AZ
05/19/1992 - 04/11/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
03/14/1989 - 05/19/1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NY
05/16/1988 - 02/15/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
07/03/1986 - 05/03/1988
OPPENHEIMER & CO., INC.
NA
07/22/1982 - 07/22/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 04/24/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 05/19/1987
Series 3 - National Commodity Futures Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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