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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Roberts is an Investment Advisor Representative who has been in the financial industry since June 2011. Stephen is currently registered with Cetera Investment Advisers LLC and has been with the firm since June 2019. Stephen is also a Registered Representative of Cetera Investment Services LLC. Stephen is currently registered with the state of Indiana as an Investment Advisor Representative and has been licensed to practice in various states including Arkansas, California, District of Columbia, Florida, Georgia, Illinois, Iowa, Kentucky, Michigan, Missouri, North Dakota, Ohio, Pennsylvania, South Dakota, Tennessee, Texas and Virginia. Stephen has earned Series 6, 7, 63 and 65 licenses in the financial industry. Stephen's firm offers financial planning services, pension consulting, and educational seminars. Stephen also provides portfolio management for businesses and individuals. Stephen's firm has assets under management of $104,468,595,111.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IN
01/24/2023 - Present
Cetera Investment Advisers LLC (INDIANAPOLIS IN)
IN
06/06/2011 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)
IA
Issued 4/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/7/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/3/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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