Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Roberts is a financial advisor with Cetera Investment Advisers LLC. Stephen is based in Indianapolis, IN and has been in the financial industry since 2011. He has a Series 6, 7, 63 and 65 licenses. Stephen has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Stephen specializes in financial planning, portfolio management, pension consulting, and selection of other advisors. Previously, Stephen was with Foresters Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
01/24/2023 - Present
Cetera Investment Advisers LLC (INDIANAPOLIS IN)
IN
06/06/2011 - 06/24/2019
FORESTERS FINANCIAL SERVICES, INC. (INDIANAPOLIS IN)
IA
Issued 04/27/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Roberts is the right advisor for you? Invested Better is here to help.
