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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Papineau is a financial advisor with LPL Financial LLC. Stephen has been in the financial services industry since 1998 and has worked for several firms. Currently, Stephen is registered as a Registered Representative in Minnesota and Texas. Stephen holds several industry certifications, including Certified Financial Planner, Series 6, Series 7, Series 24, and the SIE. Stephen offers various financial services, including portfolio management for businesses and individuals, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
03/28/2024 - Present
LPL Financial LLC (HAM LAKE MN)
MN
09/06/2017 - 04/04/2024
OSAIC WEALTH, INC. (MINNEAPOLIS MN)
MN
08/06/2004 - 09/07/2017
SECURIAN FINANCIAL SERVICES, INC. (ST PAUL MN)
MI
10/07/1999 - 06/15/2004
EQUITAS AMERICA, LLC (FARMINGTON HILLS MI)
GA
12/07/1998 - 10/04/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
NJ
03/09/1998 - 12/10/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 03/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2003
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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