Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lee Oplinger is a financial professional with over 30 years of experience in the industry. Stephen is currently registered with Seaport Global Securities LLC. Stephen has previously worked for RBC Capital Markets, LLC and Credit Suisse Securities (USA) LLC. Stephen's professional certifications include the Series 7, Series 24, Series 63, and SIE exams. Stephen is registered in 51 states for securities sales.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/12/2015 - Present
Seaport Global Securities LLC (NEW YORK NY)
NY
04/08/2013 - 02/06/2015
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
NY
11/03/2000 - 05/03/2013
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
10/22/1985 - 12/31/2001
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 10/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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