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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Mar is a financial advisor with over 40 years of experience in the industry. Stephen Mar is registered with D.a. Davidson & Co. and has experience with a number of firms including Crowell Weedon & Co., Crowell, Weedon & Co. and Wells Fargo Advisors, LLC. Stephen Mar has a Series 3, 7, 10, 63 and 65 licenses as well as the SIE. Stephen Mar is also a Certified Financial Planner. Stephen Mar offers a variety of financial services to clients, including financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/03/2024 - Present
D.a. Davidson & Co. (FRESNO CA)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (FRESNO CA)
CA
10/15/2010 - 11/04/2013
CROWELL, WEEDON & CO. (FRESNO CA)
CA
07/01/2003 - 11/04/2010
WELLS FARGO ADVISORS, LLC (FRESNO CA)
NY
05/04/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/21/1984 - 05/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/16/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/21/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1988
Series 3 - National Commodity Futures Examination
BC
Issued 08/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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