Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Harrison is a financial advisor with LPL Financial LLC. Stephen has been in the securities industry since June 6, 2002. Stephen has a combined 21 years of experience as an investment advisor representative and is registered to sell securities in Arkansas, Florida, Georgia, Louisiana, Maryland, New Jersey, New York, North Carolina, South Carolina, Texas, and Virginia. Stephen is registered with the state of Georgia as an investment advisor representative. Stephen is also registered with the state of Texas as an investment advisor representative. Stephen has passed the Uniform Combined State Law Examination, the Securities Industry Essentials Examination, and the General Securities Representative Examination. Stephen is a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
11/09/2021 - Present
LPL Financial LLC (MARIETTA GA)
GA
03/25/2017 - 05/14/2018
MML INVESTORS SERVICES, LLC (ATLANTA GA)
GA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (ATLANTA GA)
GA
03/17/2010 - 01/02/2015
NEW ENGLAND SECURITIES (ATLANTA GA)
GA
06/07/2002 - 03/17/2010
AXA ADVISORS, LLC (MARIETTA GA)
BOTH
Issued 06/24/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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