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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Gaustad is an investment advisor representative at Galvin, Gaustad & Stein, LLC, a firm based in Scottsdale, Arizona. Stephen Gaustad has over 20 years of experience in the financial services industry. Stephen Gaustad specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors. Stephen Gaustad is registered with the state of Arizona as well as New York and Pennsylvania. Stephen Gaustad's previous employment includes Foothill Securities, Inc., FSC Securities Corporation, Financial Network Investment Corporation, ING Financial Advisers, LLC, Aetna Financial Services, Inc. and Aetna Life Insurance and Annuity Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
12/04/2019 - Present
Galvin, Gaustad & Stein, LLC (SCOTTSDALE AZ)
AZ
12/06/2011 - 12/09/2016
FOOTHILL SECURITIES, INC. (SCOTTSDALE AZ)
AZ
09/10/2008 - 12/07/2011
FSC SECURITIES CORPORATION (SCOTTSDALE AZ)
AZ
09/30/1999 - 09/17/2008
FINANCIAL NETWORK INVESTMENT CORPORATION (PHOENIX AZ)
AZ
10/15/1993 - 09/11/2008
ING FINANCIAL ADVISERS, LLC (PHOENIX AZ)
CT
01/01/1999 - 09/25/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
06/19/1983 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
IA
Issued 12/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2005
Series 24 - General Securities Principal Examination
BC
Issued 12/09/2016
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 02/03/1982
Series 2 - Non-Member General Securities Examination
Active
Inactive
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