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Stephen Lee Carpenter

Nylife Securities LLC

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About Stephen Lee Carpenter

Stephen Carpenter is a financial professional with Nylife Securities LLC. Stephen has been in the industry since July 2019 and holds a Series 63, Series 6TO, and SIE licenses. Stephen's firm is registered in Louisiana.

Firm Information

Stephen Carpenter is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Stephen Carpenter’s Registration & Firm History

LA

07/11/2019 - Present

Nylife Securities LLC (MANDEVILLE LA)

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Licenses & Designations

BC

Issued 08/07/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/03/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Stephen Lee Carpenter.
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