Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lee is a financial advisor registered with the Securities and Exchange Commission and has over 17 years of experience in the financial industry. He is currently employed by Eagle Strategies LLC. Stephen Lee has a broad range of expertise including investment advisory services, financial planning, pension consulting, and educational seminars. He provides financial advice and guidance to a variety of clients including high-net-worth individuals, corporations, and charitable organizations. Stephen Lee is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/08/2021 - Present
Eagle Strategies LLC (NEW YORK NY)
UT
12/06/2017 - 01/08/2021
KPG CAPITAL PARTNERS, LLC (PARK CITY UT)
NY
06/09/2017 - 11/21/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/01/2010 - 02/13/2017
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC. (NEW YORK NY)
NY
04/06/2006 - 05/01/2010
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (NEW YORK NY)
BOTH
Issued 05/20/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2022
Series 24 - General Securities Principal Examination
BC
Issued 08/01/2018
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2018
Series 3 - National Commodity Futures Examination
BC
Issued 04/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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