Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Leaker is a financial advisor with BNP Paribas Securities Corp. Stephen is registered in Illinois and New York. Stephen has been in the industry since 2007 and has a Series 7, Series 79, Series 63 and SIE. Stephen's current office is located in Chicago, Illinois. Stephen was previously registered with BNP Paribas Securities Corp. in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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IL
04/07/2014 - Present
BNP Paribas Securities Corp. (CHICAGO IL)
CA
12/12/2007 - 07/27/2009
BNP PARIBAS SECURITIES CORP. (SAN FRANCISCO CA)
BC
Issued 10/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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