Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Le is a financial professional with over 5 years of experience in the industry. Stephen is currently registered with Equitable Advisors, LLC, and has a Series 63, Series 7, and SIE license. Stephen has previously worked with CNR Securities, LLC and AXA Advisors, LLC. Stephen specializes in financial planning, pension consulting, educational seminars, portfolio management for individuals, and portfolio management for businesses. Stephen is currently licensed and registered in 11 states, including Alabama, California, Georgia, Minnesota, New Hampshire, New Mexico, New York, North Carolina, Ohio, Oregon, and Washington. Stephen is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
05/29/2019 - Present
Equitable Advisors, LLC (NEW YORK NY)
NY
07/26/2018 - 05/16/2019
CNR SECURITIES, LLC (NEW YORK NY)
NY
10/03/2014 - 03/21/2017
AXA ADVISORS, LLC (NEW YORK NY)
BC
Issued 12/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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