Unclaimed
Stephen Rousseau is a financial advisor at Nylife Securities LLC. Stephen has been in the financial industry for a short time and is registered to offer securities in 9 states. Stephen is a licensed series 7, 63, and SIE. Stephen is located in Elkhorn, Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
08/08/2023 - Present
Nylife Securities LLC (ELKHORN NE)
BC
Issued 08/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/11/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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