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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Murdock is a financial advisor with over 48 years of experience in the industry. Stephen is currently registered with Cetera Investment Advisers LLC, which has its main office in Schaumburg, Illinois. Stephen has a Series 7TO, SIE, and Series 1 license, as well as a Series 63 license. He has received the Certified Financial Planner designation. Stephen provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals. Stephen is registered in 16 states. He previously worked with LINSCO FINANCIAL GROUP, INC., COOPERATIVE FINANCIAL PLANNERS, LTD., FINANCIAL NETWORK INVESTMENT CORPORATION, TRAVELERS EQUITIES SALES, INC., and UNIVERSITY SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (WHITTIER CA)
NA
10/20/1987 - 07/06/1988
LINSCO FINANCIAL GROUP, INC.
NA
06/13/1986 - 10/23/1987
COOPERATIVE FINANCIAL PLANNERS, LTD.
NA
08/17/1983 - 10/23/1987
FINANCIAL NETWORK INVESTMENT CORPORATION
NA
07/01/1974 - 11/12/1985
TRAVELERS EQUITIES SALES, INC.
NA
07/11/1979 - 10/17/1983
UNIVERSITY SECURITIES CORPORATION
BC
Issued 10/27/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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