Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lawrence Mathiason is an Investment Advisor Representative with Equity Services, Inc. Stephen has been in the financial services industry since 1989. Stephen is licensed to provide financial advice in Colorado, Minnesota, and Texas. Stephen has a strong track record of providing financial advice to individuals, families, and businesses. Stephen has worked with a number of other financial institutions, including Ameritas Investment Corp., OneAmerica Securities, Inc., Waddell & Reed, Inc. and John Hancock Mutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/12/2017 - Present
Equity Services, Inc. (ADDISON TX)
TX
10/01/2011 - 01/13/2017
AMERITAS INVESTMENT CORP. (BELLAIRE TX)
TX
11/03/2004 - 10/06/2011
ONEAMERICA SECURITIES, INC. (BELLAIRE TX)
OH
12/17/2002 - 11/01/2004
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
KS
06/10/1999 - 12/09/2002
WADDELL & REED, INC. (OVERLAND PARK KS)
MA
08/20/1992 - 06/09/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
08/20/1992 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
DE
07/26/1989 - 08/20/1992
PML SECURITIES COMPANY (NEWARK DE)
IA
Issued 09/25/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/11/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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