Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lawrence Makely is a registered representative with GT Securities, Inc. in LOS ANGELES, California. Stephen holds the Series 66, SIE, and Series 7 licenses. Stephen has been in the industry since April 20, 2019. Stephen has previously been registered with UMERGENCE LLC, SDDCO BROKERAGE ADVISORS LLC, and EDWARD JONES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
08/19/2021 - Present
GT Securities, Inc. (LOS ANGELES CA)
CT
10/11/2020 - 08/17/2021
UMERGENCE LLC (PLANTSVILLE CT)
CA
09/23/2019 - 04/30/2020
SDDCO BROKERAGE ADVISORS LLC (Los Angeles CA)
CA
12/08/2017 - 10/22/2018
EDWARD JONES (SAN DIEGO CA)
BOTH
Issued 12/29/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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