Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Kastrul is a financial professional with over 20 years of experience in the industry. Stephen is currently registered with Commonwealth Financial Network and is licensed in 26 states. Stephen has a strong background in investment management and financial planning and is dedicated to helping clients achieve their financial goals. Prior to joining Commonwealth Financial Network, Stephen has held positions with Sunset Financial Services, Inc., Hartford Equity Sales Company, Inc., ING Financial Partners, Inc., Locust Street Securities, Inc., H.D. Vest Investment Securities, Inc., Northwestern Mutual Investment Services, Inc., and Robert W. Baird & Co. Incorporated. Stephen is a Chartered Financial Consultant and holds FINRA Series 6, 7, 63, 66 and SIE licenses. Stephen has a long and varied experience in working with high-net-worth individuals, individuals other than high-net-worth, corporations, businesses, charitable organizations, pension and profit-sharing plans, state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CO
04/26/2018 - Present
Commonwealth Financial Network (DENVER CO)
CO
02/03/2010 - 10/21/2011
SUNSET FINANCIAL SERVICES, INC. (ENGLEWOOD CO)
CO
02/05/2009 - 02/01/2010
HARTFORD EQUITY SALES COMPANY INC. (GREENWOOD VILLAGE CO)
CO
06/24/2004 - 02/03/2009
SUNSET FINANCIAL SERVICES, INC. (DENVER CO)
CT
01/01/2004 - 06/30/2004
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
IA
04/26/2000 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
TX
01/12/1996 - 04/20/2000
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
WI
01/23/1992 - 01/11/1996
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
01/23/1992 - 12/31/1995
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 11/05/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2018
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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