Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lawrence Day is a financial advisor with P.j. Robb Variable, LLC based in Charlotte, NC. Stephen has been working in the financial services industry since 2001 and has a wide range of experience in investments. Stephen has Series 7, 24, 55, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
02/10/2023 - Present
P.j. Robb Variable, LLC (Charlotte NC)
NY
05/18/2016 - 12/31/2022
EQUITY SERVICES, INC. (WHITE PLAINS NY)
NY
05/22/2013 - 04/11/2016
MERIDIAN EQUITY PARTNERS, INC. (NEW YORK NY)
NY
04/13/2011 - 06/03/2011
MERIDIAN EQUITY PARTNERS, INC. (NEW YORK NY)
NY
05/20/2005 - 04/13/2009
MERIDIAN EQUITY PARTNERS, INC. (NEW YORK NY)
NY
05/15/2001 - 05/23/2005
CUTTONE & CO., INC. (NEW YORK NY)
BC
Issued 02/06/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/03/2001
Series 25 - NYSE Trading Assistant Examination
BC
Issued 10/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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