Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Lawrence Aitken is a financial professional with over 5 years of experience in the industry. Stephen is currently registered with Vigilant Distributors, LLC and has been in the industry since January 4, 2015. Stephen has held previous roles with Delaware Distributors, L.P. and RS Funds Distributor LLC. Stephen is licensed to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
05/29/2020 - Present
Vigilant Distributors, LLC (Bryn Mawr PA)
PA
08/10/2016 - 05/15/2020
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
PA
12/12/2014 - 07/29/2016
RS FUNDS DISTRIBUTOR LLC (VILLANOVA PA)
IA
Issued 05/05/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/12/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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