Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Peloquin is a financial advisor registered with Fifth Third Securities, Inc. and has been in the financial services industry since 2011. Stephen holds multiple licenses and certifications including the Series 7 and Series 66 exams. Stephen is registered with the state of Florida as an investment advisor representative. Stephen specializes in providing portfolio management services to individuals and businesses. Stephen is also registered in 25 states across the US as a broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
11/13/2013 - Present
Fifth Third Securities, Inc. (SARASOTA FL)
FL
09/16/2011 - 10/22/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SARASOTA FL)
BOTH
Issued 10/31/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/15/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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