Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Laurence Craig is an investment advisor representative with Ameriprise Financial Services, LLC. Stephen has been in the industry since 1996, providing a range of financial services. Stephen holds the Series 7, 31, and 63 licenses. He also holds the Series 65 license and is currently registered in Texas as an Investment Advisor Representative. Previously, Stephen was affiliated with Wells Fargo Clearing Services, LLC, Morgan Stanley, and Salomon Smith Barney Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
02/06/2024 - Present
Ameriprise Financial Services, LLC (WESTBOROUGH MA)
MA
09/28/2012 - 10/10/2018
WELLS FARGO CLEARING SERVICES, LLC (BOSTON MA)
MA
06/01/2009 - 10/17/2012
MORGAN STANLEY (BOSTON MA)
MA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOSTON MA)
MA
01/16/2001 - 04/02/2007
MORGAN STANLEY DW INC. (BOSTON MA)
NY
08/28/1996 - 01/22/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 09/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 08/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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