Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Watkins is a financial advisor with RBC Capital Markets, LLC. Stephen has been in the financial industry since 1984. Stephen has been registered with RBC Capital Markets, LLC since 2009. Before joining RBC Capital Markets, LLC, Stephen worked at WELLS FARGO ADVISORS, LLC, PRUDENTIAL SECURITIES INCORPORATED, SALOMON SMITH BARNEY INC., LEHMAN BROTHERS INC., and WEDBUSH, NOBLE, COOKE, INC. Stephen is currently registered with the following states: Alaska, Arizona, California, Colorado, Florida, Kentucky, Maryland, Michigan, Nebraska, Nevada, New York, North Carolina, Oregon, South Carolina, Texas, Utah, Virginia, and Washington. Stephen has passed the following exams: Series 3, Series 7, Series 63, Series 65, and SIE. Stephen specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OR
06/06/2024 - Present
RBC Capital Markets, LLC (EUGENE OR)
OR
07/01/2003 - 07/01/2009
WELLS FARGO ADVISORS, LLC (EUGENE OR)
NY
04/04/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/31/1993 - 04/07/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
02/25/1986 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/23/1984 - 03/11/1986
WEDBUSH, NOBLE, COOKE, INC
IA
Issued 10/02/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1987
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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