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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Spear is a financial advisor with Gallagher Fiduciary Advisors, LLC. Stephen has been in the financial services industry since June 2004. Stephen has experience working with clients in Kansas City, Missouri and has worked at firms such as Triad Advisors, Kestra Investment Services, LLC and BMO Harris Financial Advisors, Inc. Stephen has passed several securities exams including the Series 6, Series 7, Series 63, and Series 65 exams. Stephen offers services in portfolio management for individuals and businesses, retirement plan consulting, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
See schedule d misc. for explanation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
04/22/2022 - Present
Gallagher Fiduciary Advisors, LLC (Kansas City MO)
MO
03/30/2022 - 08/23/2024
TRIAD ADVISORS LLC (Kansas City MO)
MO
11/02/2017 - 03/31/2022
KESTRA INVESTMENT SERVICES, LLC (KANSAS CITY MO)
MO
06/04/2015 - 11/02/2015
SECURITIES SERVICE NETWORK, INC. (SPRINGFIELD MO)
MO
12/05/2014 - 04/22/2015
BMO INVESTMENT DISTRIBUTORS, LLC (Kansas City MO)
MO
08/01/2012 - 01/30/2015
BMO HARRIS FINANCIAL ADVISORS, INC. (KANSAS CITY MO)
MO
11/18/2008 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (KANSAS CITY MO)
MO
12/12/2003 - 02/04/2008
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (KANSAS CITY MO)
MO
10/30/2002 - 12/12/2003
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
IA
Issued 06/30/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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