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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Paneral is a financial advisor with Raymond James & Associates, Inc. located in Grand Rapids, Michigan. Stephen has been a registered representative in the securities industry for over 30 years. Stephen is a Series 7, 24, 51, 63, and 65 licensed advisor, who is registered in 18 states. Stephen has experience providing financial advice to individuals, families, businesses and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
08/03/2023 - Present
Raymond James & Associates, Inc. (Grand Rapids MI)
MI
10/14/2021 - 03/23/2022
THE HUNTINGTON INVESTMENT COMPANY (GRAND RAPIDS MI)
MI
06/06/2017 - 10/13/2021
CETERA INVESTMENT SERVICES LLC (Kentwood MI)
MI
01/18/2017 - 05/31/2017
LPL FINANCIAL LLC (GRAND RAPIDS MI)
IL
02/03/2016 - 12/08/2016
CHARLES SCHWAB & CO., INC. (PARK RIDGE IL)
MI
09/21/2010 - 12/08/2015
ESSEX NATIONAL SECURITIES, LLC (TROY MI)
IL
06/25/2009 - 09/24/2010
CCO INVESTMENT SERVICES CORP. (ALSIP IL)
MI
10/12/2005 - 05/21/2009
FIFTH THIRD SECURITIES, INC. (GRAND RAPIDS MI)
PA
01/01/2004 - 04/13/2005
PNC INVESTMENTS (PITTSBURGH PA)
KY
06/01/2002 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
PA
01/28/2000 - 06/01/2002
PNC BROKERAGE CORP (PITTSBURGH PA)
NY
10/01/1999 - 03/15/2000
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
OR
03/13/1995 - 10/01/1999
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
IL
01/21/1993 - 02/27/1995
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IL
07/14/1992 - 01/25/1993
NORTHERN TRUST SECURITIES, INC. (CHICAGO IL)
IL
05/30/1991 - 06/24/1992
FIRST COLONIAL INVESTMENT SERVICES, INC. (ROSEMONT IL)
NA
04/28/1988 - 10/24/1988
ISFA CORPORATION
NA
03/19/1986 - 02/05/1988
BLUNT ELLIS & LOEWI INCORPORATED
IA
Issued 01/24/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/11/2011
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 02/27/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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