Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Kay is a financial professional with over 20 years of experience in the securities industry. Stephen is currently registered with Virtu Americas LLC and has previously worked at VIRTU ALTERNET SECURITIES LLC, VIRTU ITG LLC, KNIGHT CAPITAL AMERICAS, L.P., KNIGHT CAPITAL MARKETS LLC, DIRECTEDGE ECN, and BERNARD L. MADOFF INVESTMENT SECURITIES LLC. Stephen holds a Series 7, Series 24, Series 55, Series 57TO, and Series 63 licenses. Stephen is licensed in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/02/2012 - Present
Virtu Americas LLC (New York NY)
NY
03/26/2019 - 11/03/2020
VIRTU ALTERNET SECURITIES LLC (NEW YORK NY)
NY
03/22/2019 - 08/03/2020
VIRTU ITG LLC (NEW YORK NY)
NJ
06/17/2005 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NJ
10/27/2005 - 12/31/2010
KNIGHT CAPITAL MARKETS LLC (JERSEY CITY NJ)
NJ
03/08/2006 - 09/26/2007
DIRECTEDGE ECN (JERSEY CITY NJ)
NY
07/23/1999 - 06/08/2005
BERNARD L. MADOFF INVESTMENT SECURITIES LLC (NEW YORK NY)
BC
Issued 10/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Kay is the right advisor for you? Invested Better is here to help.
