Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen L Hudacek is a financial advisor with over 40 years of experience in the financial services industry. Stephen currently works for Merrill Lynch, Pierce, Fenner & Smith Inc. and is registered with the Financial Industry Regulatory Authority (FINRA) and several state securities regulators. Stephen is also a registered investment advisor. He is a Series 3, 7, 8, 9, 10, 31, 63 and 65 licensed advisor. His prior work history includes employment with Legg Mason Wood Walker, Incorporated, Smith Barney Shearson Inc., Lehman Brothers Inc., and E. F. Hutton & Company Inc. Stephen specializes in providing financial advice to individuals, businesses, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
02/16/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCRANTON PA)
MD
11/09/1993 - 09/13/1999
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
07/31/1993 - 11/30/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
09/21/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
MD
01/04/1988 - 09/21/1990
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
01/17/1986 - 02/11/1988
E. F. HUTTON & COMPANY INC
NA
01/26/1982 - 09/13/1985
E. F. HUTTON & COMPANY INC
IA
Issued 04/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/23/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2013
Series 3 - National Commodity Futures Examination
BC
Issued 03/27/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 01/16/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Stephen Hudacek is the right advisor for you? Invested Better is here to help.
