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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Kragen is a financial advisor with Raymond James & Associates, Inc., based in Walnut Creek, California. Stephen has been in the industry since May 15, 2022, and has a proven track record of success in providing comprehensive financial planning and investment management services to a diverse clientele. Stephen is committed to helping clients reach their financial goals by developing personalized strategies tailored to their individual needs and objectives. Stephen holds a Series 7TO and Series 66 license, and has a passion for assisting both individuals and businesses in achieving their financial aspirations. Stephen is a Registered Representative with Raymond James & Associates, Inc. and is also a Registered Investment Advisor (RIA) with the firm. Stephen is registered to offer investment advice and securities in Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Idaho, Iowa, Kentucky, Michigan, Mississippi, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
04/10/2023 - Present
Raymond James & Associates, Inc. (Walnut Creek CA)
CA
05/16/2022 - 10/03/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
BOTH
Issued 07/02/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/14/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/12/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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