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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Kleiman is a financial advisor with City National Rochdale. Stephen has been in the industry since 2014 and has experience with Morgan Stanley and Credit Suisse Securities. Stephen holds the Series 66, Series 7, and SIE licenses. Stephen is registered in 52 states and is currently associated with City National Rochdale's New York branch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NY
02/11/2021 - Present
City National Rochdale (NEW YORK NY)
NY
01/04/2016 - 07/16/2018
MORGAN STANLEY (NEW YORK NY)
NY
09/15/2014 - 01/28/2016
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BOTH
Issued 02/04/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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