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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Garvin is an investment advisor representative with Sandhill Investment Management, based in Buffalo, NY. Stephen has been in the financial industry for over 30 years and holds a Series 3, 7, 8, 63 and 65 licenses. Stephen has experience working with high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses and charitable organizations. Stephen is a licensed investment advisor representative in Minnesota, New York, and Texas. In addition to his role at Sandhill Investment Management, Stephen also has several other business interests, including being a director of JBM Computer Co, an owner of a rental property, and a limited partner of a restaurant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Client optional additional bonus
1
2
NY
04/09/2015 - Present
Sandhill Investment Management (BUFFALO NY)
NY
09/20/2011 - 11/30/2011
T3 TRADING GROUP, LLC (NEW YORK NY)
TX
10/08/2004 - 10/13/2009
MILKIE/FERGUSON INVESTMENTS, INC. (DALLAS TX)
TX
02/01/1993 - 10/08/2004
SOUTHWEST SECURITIES, INC. (DALLAS TX)
NY
11/13/1990 - 02/08/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/30/1987 - 11/13/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
06/18/1985 - 11/18/1987
EPPLER, GUERIN & TURNER, INC.
IA
Issued 04/09/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/08/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 06/21/1988
Series 3 - National Commodity Futures Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
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