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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Kepchar has been in the financial industry for over 50 years. Stephen currently works as a financial advisor at Morgan Stanley. Stephen is licensed to provide investment advice and has held multiple registrations throughout their career. They have passed a variety of industry exams, including Series 7, 63, 65, 9, 10, 12, 24, 4, 5, and SIE. Stephen is registered in multiple states and specializes in providing a range of investment services, including financial planning, pension consulting, and portfolio management. Stephen is also a member of the volunteer committee for the Millersville University Capital Campaign.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
PA
06/01/2009 - Present
Morgan Stanley (Lancaster PA)
PA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LANCASTER PA)
PA
02/24/1978 - 04/02/2007
MORGAN STANLEY DW INC. (LANCASTER PA)
NA
06/20/1973 - 02/24/1978
REYNOLDS SECURITIES, INC.
NA
06/07/1972 - 02/18/1973
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY
IA
Issued 09/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/22/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/13/1981
Series 4 - Registered Options Principal Examination
BC
Issued 07/18/1980
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 04/01/1977
PC - AMEX Put and Call Exam
BC
Issued 06/18/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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