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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Kenneth Goldberg is a financial advisor with Equitable Advisors, LLC. Stephen has been in the financial services industry since 2003. Stephen has a broad range of experience and qualifications, including Series 7, 24, 52, 53, 66 and SIE licenses. Stephen has experience working with high-net-worth individuals, individuals other than high-net-worth, pension and profit sharing plans, corporations or other businesses, and charitable organizations. Stephen is dedicated to providing his clients with comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
07/22/2016 - Present
Equitable Advisors, LLC (BALA CYNWYD PA)
PA
02/04/2011 - 07/26/2016
MSI FINANCIAL SERVICES, INC. (PHILADELPHIA PA)
PA
03/31/2003 - 02/10/2011
AXA ADVISORS, LLC (PHILADELPHIA PA)
BOTH
Issued 04/17/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/22/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/14/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/27/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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