Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Kendall Scouten is an investment advisor with Piper Sandler & Co. Stephen has over 10 years of experience in the financial services industry and has worked in various roles at several firms including Sandler, O'Neill & Partners, L.P., Keefe, Bruyette & Woods, Inc., and SunTrust Robinson Humphrey, Inc. Stephen is licensed to offer securities products and services in Georgia. Stephen holds the Series 7, Series 24, Series 63, Series 86, and Series 87 licenses. Stephen is a licensed securities professional and provides investment advisory services to various clients including corporations and government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
01/03/2020 - Present
Piper Sandler & Co. (ATLANTA GA)
GA
05/14/2014 - 01/03/2020
SANDLER, O'NEILL & PARTNERS, L.P. (ATLANTA GA)
GA
05/16/2011 - 05/13/2014
KEEFE, BRUYETTE & WOODS, INC. (ATLANTA GA)
GA
01/01/2011 - 05/25/2011
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 01/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/12/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 12/28/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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