Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Keith Wood is a financial advisor with over 40 years of experience in the industry. Stephen is currently registered with Osaic Wealth, Inc. and has been with the firm since 1989. Stephen is also registered as an investment advisor representative in Georgia. Stephen is a Series 7, Series 24, Series 51 and Series 63 licensed professional. Stephen has held past registrations with several firms, including INTEGRATED RESOURCES EQUITY CORPORATION, AFFILIATED MANAGERS, INC., EQUICO SECURITIES, INC. and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Stephen provides financial planning, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
11/19/1989 - Present
Osaic Wealth, Inc. (AMARILLO TX)
NA
10/02/1985 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
04/03/1985 - 10/09/1985
AFFILIATED MANAGERS, INC.
NA
10/20/1980 - 03/13/1984
EQUICO SECURITIES, INC.
NA
08/27/1980 - 03/13/1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BC
Issued 03/02/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/30/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1980
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
Not sure Stephen Wood is the right advisor for you? Invested Better is here to help.
