Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephen? Claim Your ProfileStephen Keating is a financial advisor with over 35 years of experience in the industry. Stephen is currently registered with Empower Financial Services, Inc. and is licensed to sell securities in all 50 states, as well as the District of Columbia and Puerto Rico. Stephen has a strong track record of success and is committed to providing his clients with personalized financial advice. Prior to joining Empower, Stephen worked for VOYA FINANCIAL ADVISORS, INC., FIDELITY BROKERAGE SERVICES LLC and FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.. Stephen holds the Series 6, 7, 24, 26, and 63 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/20/2021 - Present
Empower Financial Services, Inc. (Boston MA)
MA
10/19/2015 - 08/31/2021
VOYA FINANCIAL ADVISORS, INC. (BRAINTREE MA)
MA
01/01/2008 - 01/16/2014
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
11/02/1988 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
NA
01/06/1987 - 10/31/1988
FIDELITY BROKERAGE SERVICES, INC.
NA
07/23/1986 - 12/10/1986
FIDELITY DISTRIBUTORS CORPORATION
NA
05/29/1985 - 04/29/1986
UR FINANCIAL, INC., A CALIFORNIA CORPORATION
NA
08/29/1984 - 04/25/1985
SECURITY FIRST FINANCIAL, INC.
BC
Issued 06/14/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/07/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
BC
Issued 08/28/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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