Unclaimed
Stephen Mulhall is a registered representative with Citizens Securities, Inc., and Clarfeld. Stephen has been in the securities industry since March 27, 2006. Stephen has passed the Series 66, Series 7, and SIE exams. Stephen has registrations in Connecticut, Florida, Massachusetts, New York, and Rhode Island. Stephen has previously been employed by CHARLES SCHWAB & CO., INC. and WELLS FARGO ADVISORS, LLC. Stephen specializes in providing portfolio management for individuals and businesses. Stephen also assists clients with financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Participate in wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MA
07/10/2023 - Present
Citizens Securities, Inc. (Woburn MA)
CT
05/24/2010 - 06/02/2023
CHARLES SCHWAB & CO., INC. (West Hartford CT)
CT
05/16/2008 - 05/10/2010
WELLS FARGO ADVISORS, LLC (HARTFORD CT)
CT
03/15/2006 - 05/20/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW HAVEN CT)
BOTH
Issued 06/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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